Management Responsibilities Map
March 2016 saw many FCA updates in the FCA Handbook, one which caught our eye as a change of phrase is Management Responsibilities Map for UK Relevant Authorised Person, strengthening accountability to be shown to the FCA and others doing due diligence on a firm.
A firm must, at all times, have a comprehensive and up to date document. We would have known this before as an Internal Organisation Chart. This came into the FCA Handbook as of March 7th 2016.
Please click here to read their full documentation.
Sturgeon Ventures are the most established Regulatory Incubator,a trusted partner and venture catalyst. Providing nurturing and bespoke solutions, also known as a Regulatory Umbrella, a Regulatory Hosting or a Regulatory Ecosystem.
Sturgeon Ventures, with offices in London, has incubated people and firms since 1999 and has been a family office wealth advisor since 1998. Sturgeon Ventures are Authorised and Regulated by the FCA and provide regulatory umbrella services.
We have been nominated and won many awards including most recently the HedgeWeek Awards Winner 2016 for Best Global Consultant in Business Strategy, HFM Awards 2015 Highest Commendation as the Best Overall Advisory Firm, Acquisition International Magazine’s Finance Awards 2015 Best Family Office Wealth Adviser 2015 – UK and the Award for Innovation in Start-up Incubation, Finance Awards Most Trusted FCA Regulatory Incubator 2104, ACQ MAGAZINE Business Incubator of the year 2104 and Venture Capitalist of the Year at the 2014 M&A Awards.
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