Paul Poggi, Chief Operating Officer Harris Williams & Co.

Harris Williams & Co. is a preeminent middle market investment bank providing M&A advisory services to clients worldwide. As a US firm, having Sturgeon Ventures as our Regulatory Incubator was invaluable for the start-up of our United Kingdom subsidiary. Sturgeon assisted with the regulatory and corporate governance side of our business, from building the infrastructure and procedures to training our junior and senior professionals and assisting out public relations efforts by ensuring compliance with required financial promotions procedures.

https://www.harriswilliams.com/

Regulatory Umbrella Testimonial

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Seonaid Mackenzie

Founder and CIO of Sturgeon Ventures LLP Pioneer of Regulatory Incubation which launched originally as a Family Office in 1998, innovator of the wholesale appointed representative firm

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