Sturgeon Ventures LLP is a long-established SEC-Registered Investment Adviser (RIA) – the first UK Regulatory Host also registered with the SEC. This dual registration uniquely enables UK-based managers operating under Sturgeon’s regulatory umbrella to manage both separately managed accounts of US investors and collective investment vehicles with US investors exceeding $25 million, while also marketing their strategies in the USA to Accredited Investors – without requiring a FINRA-registered broker-dealer.
This feature also allows US Portfolio Managers to move to the UK and manage their US Managed Accounts from a UK location, a well-trodden path, or for US Managers to have a wholly owned subsidiary here in the UK for various services, as an Appointed Representative Firm (AR) to build a UK investor base, or a proof of model.
As a majority female-owned firm, Sturgeon Ventures qualifies as a minority-owned investment manager, making it a valuable partner for ERISA plans seeking to meet diversity allocation requirements. With over a decade of SEC registration, Sturgeon offers a proven track record of regulatory compliance and a robust platform for fund managers and investors.
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Our brand is trusted by well known US Limited Partners and US Allocators.
View the SEC Advisor Summary — Sturgeon Ventures LLP (CRD #167026)
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